Chuck Ross quoted in Securities Law 360 on PIPE transactions


Cases to Watch in 2007

“As firms continue to look for new and innovative ways to raise capital, private investment in public equity (PIPE) transactions are gaining popularity, and in turn garnering the attention of regulators. ‘PIPE transactions are becoming more and more popular as capitalization vehicles,’ said Charles A. Ross, a partner at Charles A. Ross & Associates. ‘We’re likely to see some increase in PIPEs regulatory actions because there has been an increased favoring of PIPE investments.’”