Archive for the ‘Compliance Week’ Category


October 14th, 2008

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Chuck Ross interviewed by Compliance Week on potential criminal charges arising from financial crisis.

“There will be a number of subpoenas issued and investigations begun,” says Charles Ross, a criminal defense attorney in New York. “Depending on what they find, this could be like stock option backdating, where the count of companies probed and issued subpoenas reaches a substantial number.”